News & Events

Stay on Top of the Latest News, Awards and upcoming Alphaserve Events.

Alphaserve Responds to SEC’s Business Continuity Proposal with Comprehensive Service for RIAs

Posted by Cameron Floyd on Jul 19, 2016 7:47:00 AM

New York, July 19, 2016 –  On June 28, the U.S. Securities and Exchange Commission (“SEC”) proposed a new rule requiring registered investment advisers (“RIAs”) to adopt and implement a written business continuity and transition plan, further augmenting vital regulatory safeguards. Alphaserve, the trusted IT advisor to many of the world’s largest hedge funds, responded with comprehensive Advisory Services enabling all asset management firms to comply by providing Business Continuity Plans, Disaster Recovery and Security Advisory Services.

Read More

Topics: 2016 News Business Continuity Proposal SEC's SEC's Rule Comprehensive Service for RIAs business plan